The Securities Contracts (Regulation) Act, 1956 (Bare Act)/ (Record no. 157698)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 00355nam a2200121Ia 4500 |
| 040 ## - CATALOGING SOURCE | |
| Transcribing agency | CUS |
| 082 ## - DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Classification number | 343.54 |
| Item number | UNI/S |
| 245 #4 - TITLE STATEMENT | |
| Title | The Securities Contracts (Regulation) Act, 1956 (Bare Act)/ |
| Statement of responsibility, etc. | Universal Law Publishing |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. (IMPRINT) | |
| Place of publication, distribution, etc. | New Delhi: |
| Name of publisher, distributor, etc. | Universal Law Publishing, |
| Date of publication, distribution, etc. | 2010. |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | v, 48 p. |
| 505 ## - FORMATTED CONTENTS NOTE | |
| Formatted contents note | THE SECURITIES CONTRACTS (REGULATION) ACT, 1956<br/>Tlie Securities Contracts (Regulation) Amendment Act, 2007 (27 of 2007) ^<br/>Introduction<br/>PRELIMINARY<br/>Sections ,<br/>1. Short title, extent and commencement<br/>2. Definitions 2A. Interpretation of certain words and expressions<br/>RECOGNISED STOCK EXCHANGES 3. Application for recognition of stock exchanges 4. Grant of recognition to stock exchanges 4A. Corporatisation and demutualisation of stock exchanges 4B. Procedure for corporatisation and demutualisation<br/>5. Withdrawal of recognition 6. Power of Central Government to call for periodical returns or direct inquiries to be made 7. Annual reports to be furnished to Central Government by stock exchanges Power of recognised stock exchange to make rules restricting voting rights, etc.<br/>Power of Central Government to direct rules to be made or<br/>to make rules / Clearing corporation Power of recognised stock exchanges to make bye-laws 10. Power of Central Government to make or amend bye-laws of recognised stock exchanges Power of Central Government to supersede governing body of a recognised stock exchange Power to suspend business of recognised stock exchanges<br/>Power to issue directions<br/>CONTRACTS AND OPTIONS IN SECURITIES Contracts in notified areas illegal in certain circumstances ISA. Additional trading floor <br/>14. Contracts in notified areas' to be-void in certain circumstances<br/>15. Members may not act as principals in certain circumstances . 16. Power to prohibit contracts in certain cases 17. Licensing of dealers in seciuities in certain areas 17A. Public issue and listing of securities referred to in sub-clause (ie), of clause (h) of section 2 18. Exclusion of spot delivery contracts from sections 13, 14, 15 and 17<br/>ISA. Contracts in derivative 19. Stock exchanges other than recognised stock exchanges prohibited<br/><br/>LISTING OF SECURITIES<br/>21. Conditions for listing • •<br/>21 A. Delisting of securities 22. Right of appeal against refusal of slock exchanges to list securities of public companies 22A. Right of appeal to Securities Appellate Tribunal against refusal of stock exchange to list securities of public companies 22B. Procedure and powers of Securities Appellate Tribunal 22C. Right to legal representation<br/>22D. Limitation<br/>22E. Civil court not to have jurisdiction 22F. Appeal to Supreme Court<br/>PENALTIES AND PROCEDURE<br/>23. .Penalties • • ' • 23A. Penalty^ for failure to furnish information, return, etc. 23B. Penalty for failure by any person to enter into an agreement with clients . 23C. Penalty for failure to redress Investors' grievances 23D. Penalty for failure to segregate securities or moneys of client or clients 23E. Penalty for failure to comply with provisions of listing conditions or delisting conditions or grounds<br/>23F. Penalty for excess dematerialisation or delivery of unlisted securities 23G. Penalty for failure to himish periodical returns, etc. 23H. Penalty for contravention where no separate penalty has been provided<br/>23-1. Power to adjudicate 23J.' Factors to be taken into account by the adjudicating officer . 23K. Crediting sums realised by way of penalties to Consolidated Fund of India 23L. Appeal to Securities Appellate Tribunal<br/>23M. Offences<br/>23N. Composition of certain offences<br/>23-0. Power to grant immunity<br/>24. Offences by companies<br/>25. Certain offences to be cognizable 26. Cognizance of offences by courts<br/>MISCELLANEOUS<br/>27. Title to dividends<br/>27A. Right to receive income from collective investment scheme<br/>27B. Right to receive income from mutual fimd ,<br/>28. Act not to apply in certain cases<br/>29. Protection of action taken in good faith<br/>29A. Power to delegate<br/>30. Power to make rules 31. Power Securities and Exchange Board of India to make regulations<br/><br/>THE SECURITIES CONTRACTS (REGULATION) (APPEAL<br/>TO SECURITIES APPELLATE TRIBUNAL) RULES, 2000<br/>Rules<br/>1. Short title and commencement . • /<br/>2. Definitions<br/>3. Limitation for filing appeal 4. Form and procedure of appeal 5. Sittings of Appellate Tribunal 6. Language of Appellate Tribunal 7. Appeal to be in writing 8. Presentation and scrutiny of memorandum of appeal 9. Payment ofiFees 10. Contents of memorandum of appeal 11. Documents to accompany memorandum of appeal<br/>12. Plural remedies 13. Notice of appeal to the respondent 14. Filing of reply to the appeal and other documents by the respondent 15. Date of hearing to be notified<br/>16. Hearing of appeal 17. Dress regulations for the Presiding Officer and for the representatives of the parties 18. Order to be signed and dated<br/>19. Publication of orders<br/>20. Communication of orders<br/>21. Orders and directions in certain cases 22. Fee for inspection of records and obtaining copies thereof 23. Working hours of the Appellate Tribunal 24. Holiday<br/>25. Functions of the Registrar<br/>26. Additional functions and duties of Registrar<br/>27. Seal and emblem FORM.—Memorandum of Appeal<br/>THE SECURITIES CONTRACTS (REGULATION) (PROCEDURE FOR HOLDING INQUIRY AND IMPOSING PENALTIES BY ADJUDICATING OFFICER) RULES, 2005<br/>1. Short title and commencement<br/>2. Definitions 3. Appointment of adjudicating officer for holding inquiry 4. Holding of inquiry * 5. Order of the adjudicating officer 6. Copy of the Order<br/>7. Service of notices and orders<br/> |
| 650 ## - SUBJECT | |
| Keyword | Bare Act |
| 710 ## - ADDED ENTRY--CORPORATE NAME | |
| Corporate name or jurisdiction name as entry element | Universal Law Publishing |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
| Koha item type | Bare Acts and Legal Education Series |
| Withdrawn status | Lost status | Damaged status | Not for loan | Home library | Current library | Shelving location | Date acquired | Full call number | Accession number | Date last seen | Date last checked out | Koha item type |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Central Library, Sikkim University | Central Library, Sikkim University | General Book Section | 29/08/2016 | 343.54 UNI/S | P12525 | 11/07/2018 | 11/07/2018 | Bare Acts and Legal Education Series |